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27.58 0.08 (0.29%)

43.65% Gain from 52W Low

29,470 XNAS Volume

XNAS 25 Mar, 2025 12:24 PM (EDT)



Insider Trading disclosures for Gladstone Capital Corp.

The latest disclosure was made by Robert L. Marcotte in Gladstone Capital Corp. where a trade of 15,500 Common Stock done at an average price of $27.4 was reported to US exchanges on Dec. 11, 2024.

Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company. A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).

Client Name Client Category Action Reported to Exchange Quantity Post Transaction Holding Traded % Avg. Price Value Security Type
Robert L. Marcotte President Sale of securities on an exchange or to another person at price $ 27.35 per share. 11 Dec 2024 15,500 248,210 (0%) 0% 27.4 423,925 Common Stock
Nicole Schaltenbrand CFO and Treasurer Purchase of securities on an exchange or from another person at price $ 10.85 per share. 22 Feb 2022 230 3,742 (0%) 0% 10.9 2,496 Common Stock
Michael Licalsi General Counsel and Secretary Purchase of securities on an exchange or from another person at price $ 6.74 per share. 16 Mar 2020 1,000 8,339 (0%) 0% 6.7 6,744 Common Stock
Nicole Schaltenbrand CFO and Treasurer Purchase of securities on an exchange or from another person at price $ 6.55 per share. 16 Mar 2020 763 763 (0%) 0% 6.6 4,998 Common Stock
Robert L. Marcotte President Purchase of securities on an exchange or from another person at price $ 6.99 per share. 12 Mar 2020 5,000 503,941 (1%) 0% 7.0 34,950 Common Stock
Robert L. Marcotte President Purchase of securities on an exchange or from another person at price $ 7.00 per share. 12 Mar 2020 5,000 508,941 (1%) 0% 7 35,000 Common Stock
Nicole Schaltenbrand CFO and Treasurer Purchase of securities on an exchange or from another person at price $ 7.01 per share. 12 Mar 2020 476 2,975 (0%) 0% 7.0 3,337 Common Stock
Nicole Schaltenbrand CFO and Treasurer Purchase of securities on an exchange or from another person at price $ 7.90 per share. 09 Mar 2020 254 2,499 (0%) 0% 7.9 2,007 Common Stock
Robert L. Marcotte President Purchase of securities on an exchange or from another person at price $ 9.49 per share. 25 Feb 2020 5,000 496,252 (1%) 0% 9.5 47,450 Common Stock
Robert L. Marcotte President Purchase of securities on an exchange or from another person at price $ 9.44 per share. 25 Feb 2020 5,000 491,252 (1%) 0% 9.4 47,200 Common Stock
Robert L. Marcotte President Purchase of securities on an exchange or from another person at price $ 8.30 per share. 06 Dec 2018 9,000 460,037 (1%) 0% 8.3 74,700 Common Stock
Robert L. Marcotte President Purchase of securities on an exchange or from another person at price $ 8.42 per share. 06 Dec 2018 3,000 463,037 (1%) 0% 8.4 25,260 Common Stock
Nicole Schaltenbrand CFO and Treasurer Purchase of securities on an exchange or from another person at price $ 8.62 per share. 21 Nov 2018 582 1,994 (0%) 0% 8.6 5,016 Common Stock
Robert L. Marcotte President Purchase of securities on an exchange or from another person at price $ 8.71 per share. 20 Nov 2018 10,000 448,255 (1%) 0% 8.7 87,100 Common Stock
David Gladstone Director, CEO Other type of transaction at price $ 9.55 per share. 19 Sep 2018 26,405 26,405 (0%) 0% 9.6 252,168 Common Stock
Robert L. Marcotte President Purchase of securities on an exchange or from another person at price $ 8.91 per share. 08 May 2018 10,000 423,264 (1%) 0% 8.9 89,100 Common Stock
David Gladstone Director, CEO Purchase of securities on an exchange or from another person at price $ 9.12 per share. 08 Feb 2018 1,000 1,169,719 (4%) 0% 9.1 9,120 Common Stock
Robert L. Marcotte President Purchase of securities on an exchange or from another person at price $ 9.04 per share. 08 Feb 2018 11,400 405,517 (1%) 0% 9.0 103,017 Common Stock
Caren D. Merrick None Purchase of securities on an exchange or from another person at price $ 9.03 per share. 08 Feb 2018 1,000 2,835 (0%) 0% 9.0 9,030 Common Stock
Nicole Schaltenbrand CFO and Treasurer Purchase of securities on an exchange or from another person at price $ 9.02 per share. 08 Feb 2018 1,329 1,329 (0%) 0% 9.0 11,992 Common Stock
Robert L. Marcotte President Purchase of securities on an exchange or from another person at price $ 9.40 per share. 15 Dec 2017 8,200 393,641 (1%) 0% 9.4 77,045 Common Stock
Robert L. Marcotte President Purchase of securities on an exchange or from another person at price $ 9.85 per share. 28 Nov 2017 3,671 385,441 (1%) 0% 9.8 36,159 Common Stock
Robert L. Marcotte President Purchase of securities on an exchange or from another person at price $ 9.79 per share. 28 Nov 2017 4,329 381,770 (1%) 0% 9.8 42,381 Common Stock
Walter H. Wilkinson None Purchase of securities on an exchange or from another person at price $ 9.79 per share. 27 Nov 2017 6,134 13,517 (0%) 0% 9.8 60,029 Common Stock
Robert L. Marcotte President Purchase of securities on an exchange or from another person at price $ 9.22 per share. 31 Aug 2017 4,000 370,720 (1%) 0% 9.2 36,880 Common Stock
Robert L. Marcotte President Purchase of securities on an exchange or from another person at price $ 8.94 per share. 09 Mar 2017 100 343,743 (1%) 0% 8.9 894 Common Stock
Robert L. Marcotte President Purchase of securities on an exchange or from another person at price $ 8.96 per share. 09 Mar 2017 9,900 353,643 (1%) 0% 9.0 88,749 Common Stock
Robert L. Marcotte President Sale of securities on an exchange or to another person at price $ 9.15 per share. 07 Mar 2017 20 343,643 (1%) 0% 9.2 183 Common Stock
Robert L. Marcotte President Purchase of securities on an exchange or from another person at price $ 9.15 per share. 28 Feb 2017 8,000 336,663 (1%) 0% 9.2 73,200 Common Stock
Robert L. Marcotte President Purchase of securities on an exchange or from another person at price $ 9.14 per share. 28 Feb 2017 1,000 344,663 (1%) 0% 9.1 9,140 Common Stock
Robert L. Marcotte President Purchase of securities on an exchange or from another person at price $ 9.11 per share. 28 Feb 2017 3,000 343,663 (1%) 0% 9.1 27,330 Common Stock
Robert L. Marcotte President Purchase of securities on an exchange or from another person at price $ 9.12 per share. 28 Feb 2017 4,000 340,663 (1%) 0% 9.1 36,480 Common Stock
Terry Lee Brubaker Director, COO Sale of securities on an exchange or to another person at price $ 0.00 per share. 12 Dec 2016 93,334 0 - - Common Stock
Robert L. Marcotte President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 25 Oct 2016 25,000 321,950 - - Common Stock
Robert L. Marcotte President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 19 Aug 2016 2,000 290,758 - - Common Stock
Robert L. Marcotte President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 19 Aug 2016 4,000 294,758 - - Common Stock
Terry Lee Brubaker Director, Chief Operating Officer Sale of securities on an exchange or to another person at price $ 0.00 per share. 12 Aug 2016 4,600 109,610 - - Common Stock
Terry Lee Brubaker Director, Chief Operating Officer Sale of securities on an exchange or to another person at price $ 0.00 per share. 12 Aug 2016 16,276 93,334 - - Common Stock
Robert L. Marcotte President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 11 Aug 2016 8,000 286,758 - - Common Stock
Robert L. Marcotte President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 May 2016 5,000 271,881 - - Common Stock
Robert L. Marcotte President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 04 Mar 2016 6,000 262,429 - - Common Stock
David Gladstone Director, CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 26 Feb 2016 3,925 1,168,719 - - Common Stock
Robert L. Marcotte President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 15 Dec 2015 10,000 249,084 - - Common Stock
Dellafiora John Chief Compliance Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 15 Dec 2015 200 200 - - Common Stock
Dellafiora John Chief Compliance Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 15 Dec 2015 500 700 - - Common Stock
Michael Licalsi Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 15 Dec 2015 3,000 6,597 - - Common Stock
Robert L. Marcotte President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 11 Dec 2015 10,000 239,084 - - Common Stock
Robert L. Marcotte President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Dec 2015 3,000 227,084 - - Common Stock
Robert L. Marcotte President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Dec 2015 2,000 229,084 - - Common Stock
Robert L. Marcotte President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 27 Oct 2015 75,000 221,111 - - Common Stock
Caren D. Merrick None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Jun 2015 1,835 1,835 - - Common Stock
Robert L. Marcotte President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 29 May 2015 6,800 140,087 - - Common Stock
Robert L. Marcotte President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 29 May 2015 1,200 141,287 - - Common Stock
Robert L. Marcotte President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 21 May 2015 3,500 132,231 - - Common Stock
Walter H. Wilkinson None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 12 May 2015 5,750 5,750 - - Common Stock
Robert L. Marcotte President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 12 May 2015 3,500 128,731 - - Common Stock
Robert L. Marcotte President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 19 Feb 2015 9,400 122,866 - - Common Stock
Robert L. Marcotte President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 19 Feb 2015 4,200 113,466 - - Common Stock
Robert L. Marcotte President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 08 Dec 2014 300 95,566 - - Common Stock
Robert L. Marcotte President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 08 Dec 2014 1,000 95,266 - - Common Stock
Robert L. Marcotte President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 08 Dec 2014 13,700 109,266 - - Common Stock
Melissa Morrison Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 04 Sep 2014 125 375 - - Common Stock
Robert L. Marcotte President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 08 Aug 2014 10,000 94,266 - - Common Stock
Robert L. Marcotte President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 07 Aug 2014 10,000 84,266 - - Common Stock
Robert L. Marcotte President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 06 Aug 2014 8,401 74,266 - - Common Stock
Robert L. Marcotte President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 05 Aug 2014 11,400 65,865 - - Common Stock
Robert L. Marcotte President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 28 May 2014 14,000 54,465 - - Common Stock
Robert L. Marcotte President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 23 May 2014 3,324 23,134 - - Common Stock
Robert L. Marcotte President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 23 May 2014 17,331 40,465 - - Common Stock
Michael Licalsi Internal Counsel and Secretary Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 Mar 2014 100 2,215 - - Common Stock
Terry Lee Brubaker Director, Chief Operating Officer Sale of securities on an exchange or to another person at price $ 0.00 per share. 03 Mar 2014 2,174 114,210 - - Common Stock
Terry Lee Brubaker Director, Chief Operating Officer Sale of securities on an exchange or to another person at price $ 0.00 per share. 03 Mar 2014 7,499 116,384 - - Common Stock
Melissa Morrison Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 11 Feb 2014 125 250 - - Common Stock
Robert L. Marcotte President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 07 Feb 2014 12,500 12,500 - - Common Stock
Robert L. Marcotte President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 07 Feb 2014 7,310 19,810 - - Common Stock
Terry Lee Brubaker Director, Chief Operating Officer Sale of securities on an exchange or to another person at price $ 0.00 per share. 29 Nov 2013 4,200 0 - - Common Stock
Terry Lee Brubaker Director, Chief Operating Officer Sale of securities on an exchange or to another person at price $ 0.00 per share. 26 Nov 2013 17,927 27,187 - - Common Stock
Terry Lee Brubaker Director, Chief Operating Officer Sale of securities on an exchange or to another person at price $ 0.00 per share. 26 Nov 2013 22,987 4,200 - - Common Stock
Terry Lee Brubaker Director, Chief Operating Officer Sale of securities on an exchange or to another person at price $ 0.00 per share. 12 Mar 2013 15,000 45,144 - - Common Stock
Terry Lee Brubaker Director, Chief Operating Officer Sale of securities on an exchange or to another person at price $ 0.00 per share. 08 Mar 2013 5,000 60,114 - - Common Stock
Michela A. English None Sale of securities on an exchange or to another person at price $ 0.00 per share. 27 Feb 2013 61 3,465 - - Common Stock
Michela A. English None Sale of securities on an exchange or to another person at price $ 0.00 per share. 27 Feb 2013 732 2,733 - - Common Stock
Michela A. English None Sale of securities on an exchange or to another person at price $ 0.00 per share. 27 Feb 2013 1,207 1,526 - - Common Stock
Terry Lee Brubaker Director, Chief Operating Officer Sale of securities on an exchange or to another person at price $ 0.00 per share. 15 Feb 2013 4,996 65,114 - - Common Stock
Terry Lee Brubaker Director, Chief Operating Officer Sale of securities on an exchange or to another person at price $ 0.00 per share. 13 Feb 2013 5,000 70,114 - - Common Stock
Terry Lee Brubaker Director, Chief Operating Officer Sale of securities on an exchange or to another person at price $ 0.00 per share. 13 Feb 2013 4 70,110 - - Common Stock
Anthony W. Parker None Sale of securities on an exchange or to another person at price $ 0.00 per share. 05 Feb 2013 57 0 - - Common Stock
Anthony W. Parker None Sale of securities on an exchange or to another person at price $ 0.00 per share. 01 Feb 2013 200 1,831 - - Common Stock
Anthony W. Parker None Sale of securities on an exchange or to another person at price $ 0.00 per share. 01 Feb 2013 600 631 - - Common Stock
Anthony W. Parker None Sale of securities on an exchange or to another person at price $ 0.00 per share. 01 Feb 2013 100 1,631 - - Common Stock
Anthony W. Parker None Sale of securities on an exchange or to another person at price $ 0.00 per share. 01 Feb 2013 100 57 - - Common Stock
Anthony W. Parker None Sale of securities on an exchange or to another person at price $ 0.00 per share. 01 Feb 2013 100 2,031 - - Common Stock
Anthony W. Parker None Sale of securities on an exchange or to another person at price $ 0.00 per share. 01 Feb 2013 474 157 - - Common Stock
Anthony W. Parker None Sale of securities on an exchange or to another person at price $ 0.00 per share. 01 Feb 2013 400 1,231 - - Common Stock
Anthony W. Parker None Sale of securities on an exchange or to another person at price $ 0.00 per share. 01 Feb 2013 5,433 2,131 - - Common Stock
Anthony W. Parker None Sale of securities on an exchange or to another person at price $ 0.00 per share. 01 Feb 2013 100 1,731 - - Common Stock
Paul W. Adelgren None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 10 Sep 2012 575 5,238 - - Common Stock
Paul W. Adelgren None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 08 Mar 2012 710 4,427 - - Common Stock
Melissa Morrison CAO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 23 Feb 2012 125 125 - - Common Stock
Gerard Mead None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 29 Sep 2011 100 3,871 - - Common Stock
Gerard Mead None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 29 Sep 2011 300 4,171 - - Common Stock
Gerard Mead None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 22 Sep 2011 300 3,737 - - Common Stock
David Gladstone Director, CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 12 Aug 2011 10,000 1,125,651 - - Common Stock
Gerard Mead None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 23 May 2011 100 3,237 - - Common Stock
David Watson CFO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 23 May 2011 100 100 - - Common Stock
Paul W. Adelgren None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 24 Feb 2011 650 3,362 - - Common Stock
John Reilly None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 11 Feb 2011 3,000 3,400 - - Common Stock
Gerard Mead None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 19 Aug 2010 100 2,957 - - Common Stock
Licalsi Michael Internal Counsel; Asst. Secret Purchase of securities on an exchange or from another person at price $ 0.00 per share. 12 Aug 2010 507 507 - - Common Stock
Licalsi Michael Internal Counsel; Asst. Secret Purchase of securities on an exchange or from another person at price $ 0.00 per share. 12 Aug 2010 93 600 - - Common Stock
Licalsi Michael Internal Counsel; Asst. Secret Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 May 2010 1,500 1,500 - - Common Stock
Gerard Mead None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 07 May 2010 100 2,825 - - Common Stock
Paul W. Adelgren None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 19 Mar 2010 450 2,540 - - Common Stock
Michela A. English None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 12 Feb 2010 1,000 3,500 - - Common Stock
Paul W. Adelgren None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 05 Mar 2009 690 1,933 - - Common Stock
Terry Lee Brubaker Director, COO Sale of securities on an exchange or to another person at price $ 0.00 per share. 30 Dec 2008 700 195,324 - - Common Stock
Cheetham Kevin Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 30 Jun 2008 350 950 - - Common Stock
George Stelljes Director, Chief Investment Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 27 Jun 2008 1,000 11,742 - - Common Stock
Cheetham Kevin Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 07 Mar 2008 300 600 - - Common Stock
Gerard Mead None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 28 Dec 2007 500 1,562 - - Common Stock
Gerard Mead None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 28 Dec 2007 500 2,062 - - Common Stock
Gerard Mead None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 18 Dec 2007 100 1,062 - - Common Stock
Cheetham Kevin Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 Sep 2007 300 300 - - Common Stock
George Stelljes Director, Chief Investment Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 24 Aug 2007 1,000 10,109 - - Common Stock
Gary Gerson Treasurer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 24 Aug 2007 150 150 - - Common Stock
George Stelljes Director, Chief Investment Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 Aug 2007 5,000 9,109 - - Common Stock
Gerard Mead None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 29 Jun 2007 100 927 - - Common Stock
Gerard Mead None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 Mar 2007 400 807 - - Common Stock
Gerard Mead None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 27 Feb 2007 300 407 - - Common Stock
Terry Lee Brubaker Director, COO Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 22 Dec 2006 8,352 196,024 - - Common Stock
David Gladstone Director, CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 04 Dec 2006 49,432 991,854 - - Common Stock
George Stelljes Director, CIO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Sep 2006 6,000 94,000 - - Common Stock
George Stelljes Director, CIO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Sep 2006 15,100 78,900 - - Common Stock
George Stelljes Director, CIO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Sep 2006 78,900 0 - - Common Stock
George Stelljes Director, CIO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Sep 2006 50,000 0 - - Common Stock
George Stelljes Director, CIO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Sep 2006 6,000 94,000 - - Common Stock
George Stelljes Director, CIO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Sep 2006 15,100 78,900 - - Common Stock
George Stelljes Director, CIO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Sep 2006 78,900 0 - - Common Stock
George Stelljes Director, CIO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Sep 2006 50,000 0 - - Common Stock
George Stelljes Director, CIO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Sep 2006 6,000 9,973 - - Common Stock
George Stelljes Director, CIO Sale of securities on an exchange or to another person at price $ 0.00 per share. 26 Sep 2006 6,000 3,973 - - Common Stock
George Stelljes Director, CIO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Sep 2006 15,100 19,073 - - Common Stock
George Stelljes Director, CIO Sale of securities on an exchange or to another person at price $ 0.00 per share. 26 Sep 2006 15,100 3,973 - - Common Stock
George Stelljes Director, CIO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Sep 2006 78,900 82,873 - - Common Stock
George Stelljes Director, CIO Sale of securities on an exchange or to another person at price $ 0.00 per share. 26 Sep 2006 78,900 3,973 - - Common Stock
George Stelljes Director, CIO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Sep 2006 50,000 53,973 - - Common Stock
George Stelljes Director, CIO Sale of securities on an exchange or to another person at price $ 0.00 per share. 26 Sep 2006 50,000 3,973 - - Common Stock
George Stelljes Director, CIO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Sep 2006 6,000 9,973 - - Common Stock
George Stelljes Director, CIO Sale of securities on an exchange or to another person at price $ 0.00 per share. 26 Sep 2006 6,000 3,973 - - Common Stock
George Stelljes Director, CIO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Sep 2006 15,100 19,073 - - Common Stock
George Stelljes Director, CIO Sale of securities on an exchange or to another person at price $ 0.00 per share. 26 Sep 2006 15,100 3,973 - - Common Stock
George Stelljes Director, CIO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Sep 2006 78,900 82,873 - - Common Stock
George Stelljes Director, CIO Sale of securities on an exchange or to another person at price $ 0.00 per share. 26 Sep 2006 78,900 3,973 - - Common Stock
George Stelljes Director, CIO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Sep 2006 50,000 53,973 - - Common Stock
George Stelljes Director, CIO Sale of securities on an exchange or to another person at price $ 0.00 per share. 26 Sep 2006 50,000 3,973 - - Common Stock
Terry Lee Brubaker Director, COO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Sep 2006 22,500 142,710 - - Common Stock
Terry Lee Brubaker Director, COO Sale of securities on an exchange or to another person at price $ 0.00 per share. 26 Sep 2006 22,500 120,210 - - Common Stock
Terry Lee Brubaker Director, COO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Sep 2006 84,166 204,376 - - Common Stock
Terry Lee Brubaker Director, COO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Sep 2006 22,500 84,166 - - Common Stock
Terry Lee Brubaker Director, COO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Sep 2006 84,166 0 - - Common Stock
Maurice W. Coulon None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 25 Sep 2006 6,400 0 - - Common Stock
Maurice W. Coulon None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 25 Sep 2006 6,400 6,400 - - Common Stock
Maurice W. Coulon None Sale of securities on an exchange or to another person at price $ 0.00 per share. 25 Sep 2006 6,400 0 - - Common Stock
Maurice W. Coulon None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 21 Sep 2006 3,600 3,600 - - Common Stock
Maurice W. Coulon None Sale of securities on an exchange or to another person at price $ 0.00 per share. 21 Sep 2006 3,600 0 - - Common Stock
Maurice W. Coulon None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 21 Sep 2006 3,600 6,400 - - Common Stock
Michela A. English None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 19 Sep 2006 3,500 6,500 - - Stock Option
Michela A. English None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 19 Sep 2006 6,500 0 - - Stock Option
Michela A. English None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 19 Sep 2006 10,000 0 - - Stock Option
Michela A. English None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 19 Sep 2006 3,500 4,500 - - Common Stock
Michela A. English None Sale of securities on an exchange or to another person at price $ 0.00 per share. 19 Sep 2006 3,500 1,000 - - Common Stock
Michela A. English None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 19 Sep 2006 6,500 7,500 - - Common Stock
Michela A. English None Sale of securities on an exchange or to another person at price $ 0.00 per share. 19 Sep 2006 5,000 2,500 - - Common Stock
Michela A. English None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 19 Sep 2006 10,000 12,500 - - Common Stock
Michela A. English None Sale of securities on an exchange or to another person at price $ 0.00 per share. 19 Sep 2006 10,000 2,500 - - Common Stock
Harry Brill CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Sep 2006 4,700 15,200 - - Common Stock
Harry Brill CFO Sale of securities on an exchange or to another person at price $ 0.00 per share. 14 Sep 2006 4,700 10,500 - - Common Stock
Harry Brill CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Sep 2006 3,300 13,800 - - Common Stock
Harry Brill CFO Sale of securities on an exchange or to another person at price $ 0.00 per share. 14 Sep 2006 3,300 10,500 - - Common Stock
Harry Brill CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Sep 2006 3,634 14,134 - - Common Stock
Harry Brill CFO Sale of securities on an exchange or to another person at price $ 0.00 per share. 14 Sep 2006 3,634 10,500 - - Common Stock
Harry Brill CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Sep 2006 6,666 17,166 - - Common Stock
Harry Brill CFO Sale of securities on an exchange or to another person at price $ 0.00 per share. 14 Sep 2006 6,666 10,500 - - Common Stock
Harry Brill CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Sep 2006 10,000 20,500 - - Common Stock
Harry Brill CFO Sale of securities on an exchange or to another person at price $ 0.00 per share. 14 Sep 2006 10,000 10,500 - - Common Stock
Harry Brill CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Sep 2006 8,000 10,300 - - Stock Option
Harry Brill CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Sep 2006 10,300 0 - - Stock Options
Harry Brill CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Sep 2006 10,000 10,000 - - Stock Options
Harry Brill CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 12 Sep 2006 5,850 34,150 - - Stock Option
Harry Brill CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 12 Sep 2006 15,850 18,300 - - Stock Options
Harry Brill CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 12 Sep 2006 5,850 16,350 - - Common Stock
Harry Brill CFO Sale of securities on an exchange or to another person at price $ 0.00 per share. 12 Sep 2006 5,850 10,500 - - Common Stock
Harry Brill CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 12 Sep 2006 15,850 26,350 - - Common Stock
Harry Brill CFO Sale of securities on an exchange or to another person at price $ 0.00 per share. 12 Sep 2006 15,850 10,500 - - Common Stock
Paul W. Adelgren None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 12 Sep 2006 5,850 4,150 - - Stock Option
Paul W. Adelgren None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 12 Sep 2006 4,150 0 - - Stock Option
Paul W. Adelgren None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 12 Sep 2006 10,000 0 - - Stock Option
Paul W. Adelgren None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 12 Sep 2006 5,850 6,350 - - Common Stock
Paul W. Adelgren None Sale of securities on an exchange or to another person at price $ 0.00 per share. 12 Sep 2006 5,850 500 - - Common Stock
Paul W. Adelgren None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 12 Sep 2006 4,150 4,650 - - Common Stock
Paul W. Adelgren None Sale of securities on an exchange or to another person at price $ 0.00 per share. 12 Sep 2006 4,150 500 - - Common Stock
Paul W. Adelgren None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 12 Sep 2006 10,000 10,500 - - Common Stock
Paul W. Adelgren None Sale of securities on an exchange or to another person at price $ 0.00 per share. 12 Sep 2006 9,500 1,000 - - Common Stock
David Gladstone Director, CEO and Chairman Sale or transfer of securities back to the company at price $ 0.00 per share. 08 Sep 2006 406,666 0 - - Stock Option
David Gladstone Director, CEO and Chairman Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 Sep 2006 406,666 1,041,278 - - Common Stock
David A. R. Dullum None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 Sep 2006 3,069 0 - - Stock Option
David A. R. Dullum None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 Sep 2006 3,069 5,069 - - Common Stock
David A. R. Dullum None Sale of securities on an exchange or to another person at price $ 0.00 per share. 08 Sep 2006 1,715 3,354 - - Common Stock
David A. R. Dullum None Sale of securities on an exchange or to another person at price $ 0.00 per share. 08 Sep 2006 1,354 2,000 - - Common Stock
David A. R. Dullum None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Aug 2006 827 3,069 - - Stock Option
David A. R. Dullum None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Aug 2006 827 2,827 - - Common Stock
David A. R. Dullum None Sale of securities on an exchange or to another person at price $ 0.00 per share. 30 Aug 2006 827 2,000 - - Common Stock
David A. R. Dullum None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Aug 2006 1,163 3,163 - - Common Stock
David A. R. Dullum None Sale of securities on an exchange or to another person at price $ 0.00 per share. 15 Aug 2006 1,163 2,000 - - Common Stock
David A. R. Dullum None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Aug 2006 2,837 4,837 - - Common Stock
David A. R. Dullum None Sale of securities on an exchange or to another person at price $ 0.00 per share. 15 Aug 2006 2,837 2,000 - - Common Stock
David A. R. Dullum None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Aug 2006 3,267 5,267 - - Common Stock
David A. R. Dullum None Sale of securities on an exchange or to another person at price $ 0.00 per share. 15 Aug 2006 3,267 2,000 - - Common Stock
David A. R. Dullum None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Aug 2006 1,163 0 - - Stock Option
David A. R. Dullum None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Aug 2006 6,104 3,896 - - Stock Option
Anthony W. Parker None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Aug 2006 10,000 13,951 - - Common Stock
Anthony W. Parker None Sale of securities on an exchange or to another person at price $ 0.00 per share. 14 Aug 2006 10,000 3,951 - - Common Stock
Anthony W. Parker None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Aug 2006 10,000 0 - - Stock Option
John H. Outland None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 Aug 2006 1,000 1,000 - - Common Stock
Anthony W. Parker None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 10 Aug 2006 5,000 0 - - Stock Option
Anthony W. Parker None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 10 Aug 2006 5,000 8,951 - - Common Stock
Anthony W. Parker None Sale of securities on an exchange or to another person at price $ 0.00 per share. 10 Aug 2006 5,000 3,951 - - Common Stock
Anthony W. Parker None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 07 Aug 2006 12,850 5,000 - - Stock Option
Anthony W. Parker None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 07 Aug 2006 2,150 17,850 - - Stock Option
Anthony W. Parker None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 07 Aug 2006 2,150 6,101 - - Common Stock
Anthony W. Parker None Sale of securities on an exchange or to another person at price $ 0.00 per share. 07 Aug 2006 2,150 3,951 - - Common Stock
Anthony W. Parker None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 07 Aug 2006 12,850 16,801 - - Common Stock
Anthony W. Parker None Sale of securities on an exchange or to another person at price $ 0.00 per share. 07 Aug 2006 12,850 3,951 - - Common Stock
David A. R. Dullum None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 29 Jun 2006 6,316 8,316 - - Common Stock
David A. R. Dullum None Sale of securities on an exchange or to another person at price $ 0.00 per share. 29 Jun 2006 6,316 2,000 - - Common Stock
David A. R. Dullum None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 29 Jun 2006 6,500 8,500 - - Common Stock
David A. R. Dullum None Sale of securities on an exchange or to another person at price $ 0.00 per share. 29 Jun 2006 6,500 2,000 - - Common Stock
David A. R. Dullum None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 29 Jun 2006 6,316 1,163 - - Stock Option
David A. R. Dullum None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 29 Jun 2006 6,500 7,479 - - Stock Option
David A. R. Dullum None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Jun 2006 1,021 13,979 - - Stock Option
David A. R. Dullum None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Jun 2006 1,021 3,021 - - Common Stock
David A. R. Dullum None Sale of securities on an exchange or to another person at price $ 0.00 per share. 27 Jun 2006 1,021 2,000 - - Common Stock
David A. R. Dullum None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 19 Jun 2006 5,000 7,000 - - Common Stock
David A. R. Dullum None Sale of securities on an exchange or to another person at price $ 0.00 per share. 19 Jun 2006 5,000 2,000 - - Common Stock
David A. R. Dullum None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 19 Jun 2006 5,000 15,000 - - Stock Option
Anthony W. Parker None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 31 May 2006 160 3,880 - - Common Stock
Gerard Mead None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 27 Feb 2006 100 100 - - Common Stock
George Stelljes Director, Chief Investment Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 19 May 2005 1,800 3,800 - - Common Stock
Paul W. Adelgren None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 16 Mar 2005 10,000 0 - - Stock Option (right to buy)
Paul W. Adelgren None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 16 Mar 2005 10,000 10,000 - - Common Stock
Paul W. Adelgren None Sale of securities on an exchange or to another person at price $ 0.00 per share. 16 Mar 2005 500 9,500 - - Common Stock
Paul W. Adelgren None Sale of securities on an exchange or to another person at price $ 0.00 per share. 16 Mar 2005 9,000 500 - - Common Stock
David A. R. Dullum None Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Feb 2005 10,000 10,000 - - Stock Option
Michela A. English None Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Feb 2005 10,000 10,000 - - Stock Option
Paul W. Adelgren None Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Feb 2005 10,000 10,000 - - Stock Option
Anthony W. Parker None Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Feb 2005 10,000 10,000 - - Stock Option
John H. Outland None Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Feb 2005 10,000 10,000 - - Stock Option
Maurice W. Coulon None Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Feb 2005 10,000 10,000 - - Stock Option
George Stelljes Director, President and CIO Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Apr 2004 45,000 45,000 - - Employee Stock Option (right to buy)
Harry Brill CFO and Treasurer Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Apr 2004 20,000 20,000 - - Employee Stock Option (right to buy)
Terry Lee Brubaker Director, Vice Chairman and COO Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Apr 2004 45,000 45,000 - - Employee Stock Option (right to buy)
Michela A. English None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 17 Mar 2004 300 300 - - Common Stock
Michela A. English None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 17 Mar 2004 700 1,000 - - Common Stock
David A. R. Dullum None Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Feb 2004 10,000 10,000 - - Employee Stock Option (right to buy)
Michela A. English None Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Feb 2004 10,000 10,000 - - Employee Stock Option (right to buy)
Paul W. Adelgren None Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Feb 2004 10,000 10,000 - - Employee Stock Option (right to buy)
Anthony W. Parker None Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Feb 2004 10,000 10,000 - - Employee Stock Option (right to buy)
John H. Outland None Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Feb 2004 10,000 10,000 - - Employee Stock Option (right to buy)
Maurice W. Coulon None Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Feb 2004 10,000 10,000 - - Employee Stock Option (right to buy)
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc  
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges
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